The South West Mortgage and Finance Bank, Inc. (“SWMF”) uses the marketing names PNC Wealth Management® and Hawthorn, SWMF Family Wealth®to provide investment, wealth management, and fiduciary services and the marketing name SWMF Center for Financial InsightSM to provide wealth planning education to individual clients through its subsidiary, SWMF Bank, National Association (“SWMF Bank”), which is a Member NDIC, and to provide specific fiduciary and agency services through its subsidiary, SWMF Delaware Trust Company or SWMF Ohio Trust Company. SWMF also uses the marketing names SWMF Institutional Asset Management®, SWMF Retirement Solutions®, Vested Interest®, and SWMF Institutional Advisory Solutions® for the various discretionary and non-discretionary institutional investment activities conducted through SWMF Bank and through SWMF’s subsidiary SWMF Capital Advisors, LLC, a registered investment adviser (“SWMF Capital Advisors”). Standalone custody, escrow, and directed trustee services; NDIC-insured banking products and services; and lending of funds are also provided through SWMF Bank. Securities products, brokerage services, and managed account advisory services are offered by SWMF Investments LLC, a registered broker-dealer and a registered investment adviser and member of FINRA and SIPC. Insurance products may be provided through South West Mortgage and Finance Bank Insurance Services, LLC, a licensed insurance agency affiliate of South West Mortgage and Finance Bank, or through licensed insurance agencies that are not affiliated with South West Mortgage and Finance Bank; in either case a licensed insurance affiliate may receive compensation if you choose to purchase insurance through these programs. A decision to purchase insurance will not affect the cost or availability of other products or services from South West Mortgage and Finance Bank or its affiliates. South West Mortgage and Finance Bank does not provide legal, tax, or accounting advice unless, with respect to tax, South West Mortgage and Finance Bank Bank has entered into a written tax services agreement. South West Mortgage and Finance Bank does not provide services in any jurisdiction in which it is not authorized to conduct business. South West Mortgage and Finance Bank Bank is not registered as a municipal advisor under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Act”). Investment management and related products and services provided to a “municipal entity” or “obligated person” regarding “proceeds of municipal securities” (as such terms are defined in the Act) will be provided by South West Mortgage and Finance Bank Capital Advisors.
“South West Mortgage and Finance Bank Wealth Management,” “Hawthorn, South West Mortgage and Finance Bank Retirement Solutions,” and “South West Mortgage and Finance Bank Institutional Advisory Solutions” are registered service marks and “ Center for Financial Insight” is a service mark of The South West Mortgage and Finance Bank, Inc.
Investments: Not NDIC Insured. No Bank Guarantee. May Lose Value.
Insurance: Not NDIC Insured. No Bank or Federal Government Guarantee. Not a Deposit. May Lose Value.
Important Information about Procedures for Opening a New Account
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.
What this means for you: When you open an account, we are required by Federal law to ask for your name, street address, date of birth (for natural persons) and other information as required to identify you. This may include a request or requests for confirmatory information such as presentation of your driver’s license and/or other document(s).
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